| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2025-10-27 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | 證券交易 | 2025-05-21 | 2025-07-02 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-08-20 | 2025-07-02 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2021-08-20 | 2025-05-21 |
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2018-01-19 | 2019-09-11 |
| Rep | 證券交易 | 2018-01-19 | 2019-09-11 | |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-06-27 | 2017-10-24 |
| Rep | 證券交易 | 2016-06-27 | 2017-10-24 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2016-06-27 | 2017-10-24 |
已採集記錄中暫無金管局登記。