| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 證券交易 | 2023-11-03 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2022-05-10 | 2023-08-03 |
| Rep | 證券交易 | 2022-05-10 | 2023-08-03 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2021-04-20 | 2022-03-04 |
| Rep | 就證券提供意見 | 2021-03-25 | 2022-03-04 | |
| Rep | 證券交易 | 2021-03-25 | 2022-03-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-10-08 | 2021-02-25 |
| Rep | 證券交易 | 2019-10-08 | 2021-02-25 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-05-31 | 2019-04-04 |
| Rep | 證券交易 | 2018-05-31 | 2019-04-04 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2016-06-27 | 2018-04-23 |
| Rep | 證券交易 | 2016-06-27 | 2018-04-23 |
已採集記錄中暫無金管局登記。