| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | 期貨合約交易 | 2021-05-14 | 2022-12-31 |
| Rep | 證券交易 | 2020-10-07 | 2022-12-31 | |
| Mirae Asset Securities (HK) Limited | Rep | 期貨合約交易 | 2018-09-12 | 2020-09-07 |
| Rep | 證券交易 | 2018-09-12 | 2020-09-07 | |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2017-04-06 | 2018-08-31 |
| Rep | 證券交易 | 2017-04-06 | 2018-08-31 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2016-06-30 | 2016-12-12 |
| Rep | 證券交易 | 2016-06-30 | 2016-12-12 |