| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 提供自動化交易服務 | 2025-07-16 | - |
| RO | 就證券提供意見 | 2023-02-23 | - | |
| RO | 證券交易 | 2023-02-23 | - | |
| Rep | 就證券提供意見 | 2022-10-05 | 2023-02-23 | |
| Rep | 證券交易 | 2022-10-05 | 2023-02-23 | |
| RO | 就期貨合約提供意見 | 2016-12-12 | - | |
| RO | 期貨合約交易 | 2016-12-12 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就證券提供意見 | 2016-12-12 | - |
| RO | 證券交易 | 2016-12-12 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-07-11 | 2016-12-12 |
| Rep | 期貨合約交易 | 2016-07-11 | 2016-12-12 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2016-07-11 | 2016-12-12 |
| Rep | 證券交易 | 2016-07-11 | 2016-12-12 |
已採集記錄中暫無金管局登記。