| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | RO | 證券交易 | 2017-08-28 | 2019-06-26 |
| CORPORATE COMMODITIES LIMITED | RO | 期貨合約交易 | 2017-08-28 | 2019-06-26 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2016-07-13 | 2017-08-28 |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2016-07-13 | 2017-08-28 |