| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2022-02-10 | 2022-11-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2022-02-10 | 2022-11-30 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2017-02-27 | 2022-02-04 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-02-27 | 2022-02-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-07-14 | 2016-12-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-07-14 | 2016-12-01 |