| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | 就證券提供意見 | 2020-04-20 | 2020-08-17 |
| Rep | 提供資產管理 | 2020-04-20 | 2020-08-17 | |
| Rep | 證券交易 | 2020-04-20 | 2020-08-17 | |
| Prior Securities Limited | Rep | 證券交易 | 2018-12-27 | 2019-04-29 |
| Pinetree Securities Limited | Rep | 證券交易 | 2018-04-23 | 2018-11-30 |
| Prior Asset Management Limited | Rep | 就證券提供意見 | 2017-09-13 | 2018-02-28 |
| Rep | 提供資產管理 | 2017-09-13 | 2018-02-28 | |
| Fortune Asset Management Limited (HK) | Rep | 就證券提供意見 | 2016-09-02 | 2017-06-02 |
| Rep | 提供資產管理 | 2016-09-02 | 2017-06-02 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2016-07-22 | 2017-08-25 |