| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2017-10-12 | 2017-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-08-22 | 2017-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-08-22 | 2017-12-13 |
| Rep | 證券交易 | 2017-08-22 | 2017-12-13 | |
| Minerva Asset Global Investment Capital Limited | Rep | 提供資產管理 | 2016-07-25 | 2017-07-28 |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2016-07-25 | 2017-07-28 |