| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| South China Investment Management Limited | RO | 提供資產管理 | 2023-11-22 | - |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2022-02-28 | - |
| SOUTH CHINA COMMODITIES LIMITED | RO | 期貨合約交易 | 2021-04-27 | - |
| SOUTH CHINA SECURITIES LIMITED | RO | 證券交易 | 2021-01-28 | - |
| South China Investment Management Limited | Rep | 提供資產管理 | 2019-07-24 | 2023-11-22 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2018-11-07 | 2021-04-27 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-11-07 | 2021-01-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-09-15 | 2018-05-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-08-03 | 2018-05-11 |
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