| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2020-11-17 | - |
| Rep | 就證券提供意見 | 2020-11-17 | - | |
| Rep | 證券交易 | 2020-11-17 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-12-27 | 2020-10-06 |
| Rep | 證券交易 | 2018-12-27 | 2020-10-06 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2018-03-21 | 2018-10-31 |
| Rep | 證券交易 | 2018-03-21 | 2018-10-31 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2018-03-21 | 2018-10-31 |
| Rep | 證券交易 | 2018-03-21 | 2018-10-31 | |
| Moody's Investors Service Hong Kong Limited | Rep | 提供信貸評級服務 | 2016-08-04 | 2017-12-08 |
已採集記錄中暫無金管局登記。