| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-05-23 | - |
| Rep | 證券交易 | 2025-05-23 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-05-23 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-07-23 | 2025-05-02 |
| Rep | 證券交易 | 2018-07-23 | 2025-05-02 | |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2017-10-25 | 2018-07-13 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-04-03 | 2018-07-13 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2016-08-09 | 2017-03-03 |