| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-04-08 | - |
| Rep | 就證券提供意見 | 2026-04-08 | - | |
| Rep | 證券交易 | 2026-04-08 | - | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2025-02-03 | 2026-03-10 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-05-24 | 2022-06-20 |
| Rep | 就證券提供意見 | 2021-05-24 | 2022-06-20 | |
| Rep | 證券交易 | 2021-05-24 | 2022-06-20 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2019-12-17 | 2021-03-11 |
| Rep | 證券交易 | 2019-12-17 | 2021-03-11 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-12-17 | 2021-03-11 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-12-11 | 2021-03-11 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2018-12-24 | 2019-07-08 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2018-05-02 | 2018-10-26 |
| Rep | 就機構融資提供意見 | 2016-08-10 | 2018-04-20 |
已採集記錄中暫無金管局登記。