| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-06-27 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2022-06-27 | - |
| Rep | 證券交易 | 2022-06-27 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-08-07 | 2022-05-13 |
| Rep | 證券交易 | 2017-08-07 | 2022-05-13 | |
| Marex HK Asia Limited | RO | 期貨合約交易 | 2016-12-19 | 2017-07-31 |
| Rep | 期貨合約交易 | 2016-08-11 | 2016-12-19 | |
| Rep | 證券交易 | 2016-08-11 | 2017-07-31 |