| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mountsea Capital (Hong Kong) Company Limited | RO | 就證券提供意見 | 2025-07-10 | - |
| RO | 提供資產管理 | 2025-07-10 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2018-07-18 | 2020-08-01 |
| Rep | 證券交易 | 2018-07-18 | 2020-08-01 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-07-18 | 2020-08-01 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2017-02-27 | 2018-06-22 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-08-12 | 2017-02-27 |
| Rep | 就證券提供意見 | 2016-08-12 | 2018-06-22 | |
| Rep | 證券交易 | 2016-08-12 | 2018-06-22 |