| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-12-08 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2022-08-04 | - |
| Rep | 證券交易 | 2022-08-04 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-08 | 2022-07-13 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-10-24 | 2022-07-13 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-10-24 | 2022-07-13 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2016-08-12 | 2018-06-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2016-08-12 | 2018-06-29 |
已採集記錄中暫無金管局登記。