| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NFH Securities and Futures Limited | RO | 證券交易 | 2023-04-13 | 2024-06-20 |
| PRIME HARVEST CAPITAL LIMITED | RO | 就證券提供意見 | 2023-04-13 | - |
| RO | 提供資產管理 | 2021-04-20 | - | |
| NFH Securities and Futures Limited | Rep | 證券交易 | 2017-08-02 | 2023-04-13 |
| Rep | 期貨合約交易 | 2017-08-02 | 2024-06-20 | |
| Rep | 就期貨合約提供意見 | 2017-08-02 | 2025-04-07 | |
| PRIME HARVEST CAPITAL LIMITED | Rep | 提供資產管理 | 2017-08-02 | 2021-04-20 |
| Rep | 就證券提供意見 | 2017-08-02 | 2023-04-13 | |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2016-08-29 | 2017-06-12 |
| Rep | 證券交易 | 2016-08-17 | 2017-06-12 |