| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | 期貨合約交易 | 2026-02-13 | - |
| RO | 證券交易 | 2026-02-13 | - | |
| Rep | 期貨合約交易 | 2026-01-02 | 2026-02-13 | |
| Rep | 證券交易 | 2026-01-02 | 2026-02-13 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 期貨合約交易 | 2022-10-27 | 2025-10-27 |
| RO | 證券交易 | 2022-10-27 | 2025-10-27 | |
| Rep | 期貨合約交易 | 2019-10-14 | 2022-10-27 | |
| Rep | 證券交易 | 2019-10-14 | 2022-10-27 | |
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2017-08-04 | 2019-06-24 |
| Rep | 證券交易 | 2017-08-04 | 2019-06-24 | |
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-08-19 | 2017-07-03 |
| Rep | 證券交易 | 2016-08-19 | 2017-07-03 |
金管局記錄暫時無法載入，請稍後重試。