| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2023-11-27 | - |
| Rep | 期貨合約交易 | 2023-10-20 | - | |
| Rep | 證券交易 | 2023-10-20 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2021-11-02 | 2023-06-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-11-02 | 2023-06-30 |
| Solo Futures Limited | Rep | 期貨合約交易 | 2021-04-14 | 2021-10-26 |
| Solo Securities Limited | Rep | 證券交易 | 2021-02-16 | 2021-10-26 |