| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2025-07-30 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2025-07-30 | - |
| Rep | 期貨合約交易 | 2025-07-30 | - | |
| Rep | 證券交易 | 2025-07-30 | - | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2023-07-10 | 2025-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2023-07-10 | 2025-07-04 |
| Rep | 期貨合約交易 | 2023-07-10 | 2025-07-04 | |
| Rep | 證券交易 | 2023-07-10 | 2025-07-04 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2021-03-05 | 2021-03-22 |
| Rep | 證券交易 | 2021-03-05 | 2021-03-22 |
已採集記錄中暫無金管局登記。