| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-30 | 2026-09-14 |
| Rep | 證券交易 | 2023-03-30 | 2026-09-14 | |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-09-06 | 2022-08-12 |
| Rep | 提供資產管理 | 2021-09-06 | 2022-08-12 | |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期貨合約交易 | 2021-03-01 | 2022-08-12 |
| Rep | 證券交易 | 2021-03-01 | 2022-08-12 |