| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-07-20 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-07-20 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2022-08-17 | 2024-08-07 |
| Rep | 證券交易 | 2022-08-17 | 2024-08-07 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-08-17 | 2024-08-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-02-16 | 2022-02-25 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-02-16 | 2022-04-22 |
| Rep | 證券交易 | 2021-02-16 | 2022-04-22 |