| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2025-07-07 | - |
| RO | 證券交易 | 2025-07-07 | - | |
| Rep | 期貨合約交易 | 2023-06-28 | - | |
| Rep | 就證券提供意見 | 2023-06-28 | 2025-07-07 | |
| Rep | 證券交易 | 2023-06-28 | 2025-07-07 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-04-06 | 2023-05-18 |
| Rep | 證券交易 | 2023-04-06 | 2023-05-18 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-10-20 | 2022-12-20 |
| RO | 證券交易 | 2022-10-20 | 2022-12-20 | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-08-17 | 2022-12-20 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-03-04 | 2022-10-20 |
| Rep | 證券交易 | 2021-03-04 | 2022-10-20 |