| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-09-20 | - |
| Rep | 期貨合約交易 | 2021-08-26 | - | |
| Rep | 證券交易 | 2021-08-26 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-08 | 2021-07-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-07-08 | 2021-07-19 |
| MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2018-10-16 | 2019-06-14 |
| Rep | 就證券提供意見 | 2018-10-05 | 2019-06-14 | |
| North Beta International Securities Limited | Rep | 就證券提供意見 | 2016-08-22 | 2018-06-30 |
| Rep | 證券交易 | 2016-08-22 | 2018-06-30 |