| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-12-30 | 2026-06-11 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-12-03 | 2026-06-11 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-12-03 | 2026-06-11 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2021-03-02 | 2021-11-15 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2021-03-02 | 2021-11-15 |