| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-08-09 | 2026-08-31 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2022-08-09 | 2026-08-31 |
| Rep | 證券交易 | 2022-08-09 | 2026-08-31 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2017-12-13 | 2022-07-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-12-13 | 2022-07-15 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2016-08-24 | 2017-12-04 |