| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Realord Asia Pacific Securities Limited | Rep | 期貨合約交易 | 2021-06-02 | 2022-06-09 |
| Rep | 證券交易 | 2020-06-03 | 2022-09-09 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2017-09-26 | 2019-07-10 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2017-09-26 | 2019-07-10 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2016-08-24 | 2017-08-25 |
| Rifa Securities Limited | Rep | 證券交易 | 2016-08-24 | 2017-08-25 |