| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-11 | 2025-03-23 |
| Rep | 就證券提供意見 | 2019-12-17 | 2025-03-23 | |
| Rep | 證券交易 | 2019-12-17 | 2025-03-23 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-08-22 | 2019-10-15 |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2017-11-15 | 2019-04-10 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2016-08-26 | 2017-10-26 |