| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 就證券提供意見 | 2026-09-24 | - |
| Rep | 期貨合約交易 | 2026-09-24 | - | |
| Rep | 證券交易 | 2026-09-24 | - | |
| GTN Hong Kong Financial Services Limited | RO | 證券交易 | 2025-10-09 | 2026-08-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2024-01-04 | 2025-05-13 |
| Rep | 就證券提供意見 | 2024-01-04 | 2025-05-13 | |
| RO | 期貨合約交易 | 2023-11-06 | 2025-05-13 | |
| RO | 證券交易 | 2023-11-06 | 2025-05-13 | |
| Rep | 證券交易 | 2023-09-25 | 2023-11-06 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2022-06-29 | 2023-06-26 |
| RO | 證券交易 | 2021-05-21 | 2023-06-26 | |
| Rep | 證券交易 | 2016-08-26 | 2021-05-21 |