| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2021-10-22 | - |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-10-28 | 2021-07-16 |
| Rep | 期貨合約交易 | 2019-10-28 | 2021-07-16 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-29 | 2017-11-08 |
| Rep | 證券交易 | 2016-08-29 | 2017-11-08 |