| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2020-11-23 | 2024-08-02 |
| Rep | 證券交易 | 2020-11-23 | 2024-08-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-11-23 | 2024-08-02 |
| Rep | 證券交易 | 2020-11-23 | 2024-08-02 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2016-08-30 | 2017-06-06 |