| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOSC International Company Limited | Rep | 就證券提供意見 | 2019-04-23 | 2022-06-23 |
| Rep | 證券交易 | 2019-04-23 | 2022-06-23 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2017-08-30 | 2018-09-05 |
| Rep | 證券交易 | 2017-08-30 | 2018-09-05 | |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-08-30 | 2017-07-24 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-30 | 2017-07-24 |