| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-05-27 | 2026-07-31 |
| Rep | 證券交易 | 2024-05-27 | 2026-07-31 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2024-05-27 | 2026-07-31 |
| Rep | 證券交易 | 2024-05-27 | 2026-07-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-02-08 | 2024-05-19 |
| Rep | 期貨合約交易 | 2022-02-08 | 2024-05-19 | |
| Rep | 證券交易 | 2022-01-11 | 2024-05-19 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-02-19 | 2021-07-23 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2016-09-01 | 2020-12-31 |