| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Asset Management (HK) Limited | Rep | 就證券提供意見 | 2017-02-16 | 2017-08-30 |
| Rep | 提供資產管理 | 2017-02-16 | 2017-08-30 | |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2017-02-16 | 2017-08-30 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-02-16 | 2017-08-30 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2016-09-01 | 2016-11-16 |
| Rep | 提供資產管理 | 2016-09-01 | 2016-11-16 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2016-09-01 | 2016-11-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2016-09-01 | 2016-11-11 |