| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-03-09 | - |
| Rep | 期貨合約交易 | 2026-03-09 | - | |
| Rep | 證券交易 | 2025-09-01 | - | |
| Rep | 證券交易 | 2024-06-11 | 2025-08-31 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2020-06-08 | 2024-05-24 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-06-08 | 2024-05-24 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2016-09-02 | 2020-05-27 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-09-02 | 2020-05-27 |