| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUAM CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-05-18 | - |
| RO | 證券交易 | 2023-05-18 | - | |
| Rep | 就機構融資提供意見 | 2023-03-03 | 2023-05-18 | |
| Rep | 證券交易 | 2023-03-03 | 2023-05-18 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2023-03-03 | - |
| Rep | 證券交易 | 2023-03-03 | - | |
| Optima Capital Limited | RO | 就機構融資提供意見 | 2022-10-11 | 2023-01-11 |
| Rep | 就證券提供意見 | 2022-10-11 | 2023-01-11 | |
| Rep | 證券交易 | 2022-10-11 | 2023-01-11 | |
| Yue Xiu Capital Limited | RO | 就機構融資提供意見 | 2020-03-05 | 2022-03-22 |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-11-26 | 2022-03-22 |
| Rep | 提供資產管理 | 2019-11-26 | 2022-03-22 | |
| Yue Xiu Capital Limited | Rep | 就機構融資提供意見 | 2019-11-26 | 2020-03-05 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-11-26 | 2022-03-22 |
| Rep | 證券交易 | 2019-11-26 | 2022-03-22 | |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | 提供資產管理 | 2018-11-21 | 2019-10-31 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 就證券提供意見 | 2018-11-21 | 2019-10-31 |
| Luk Fook Capital (HK) Limited | RO | 證券交易 | 2018-06-27 | 2019-10-31 |
| RO | 就機構融資提供意見 | 2018-01-08 | 2019-10-31 | |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 證券交易 | 2018-01-08 | 2018-07-02 |
| Luk Fook Capital (HK) Limited | Rep | 就機構融資提供意見 | 2017-11-08 | 2018-01-08 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2017-11-08 | 2018-01-08 |
| Templewater Hong Kong Limited | RO | 就機構融資提供意見 | 2003-04-01 | 2017-10-31 |
| RO | 就證券提供意見 | 2003-04-01 | 2017-10-31 | |
| RO | 提供資產管理 | 2003-04-01 | 2017-10-31 | |
| RO | 證券交易 | 2003-04-01 | 2017-10-31 |
已採集記錄中暫無金管局登記。