| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2023-03-07 | - |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2023-03-07 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-01-31 | - |
| Rep | 證券交易 | 2023-01-31 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-01-31 | - |
| Rep | 證券交易 | 2023-01-31 | - | |
| PineBridge Investments Asia Limited | Rep | 就證券提供意見 | 2020-07-08 | 2022-10-07 |
| Rep | 證券交易 | 2020-07-08 | 2022-10-07 | |
| PineBridge Investments Hong Kong Limited | Rep | 證券交易 | 2020-07-08 | 2022-10-07 |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就證券提供意見 | 2018-04-23 | 2020-06-28 |
| Rep | 證券交易 | 2018-04-23 | 2020-06-28 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2016-09-15 | 2018-04-15 |
| Rep | 證券交易 | 2016-09-15 | 2018-04-15 |
已採集記錄中暫無金管局登記。