| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2024-12-24 | - |
| Rep | 證券交易 | 2024-12-24 | - | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2024-10-28 | 2024-11-08 |
| Rep | 就證券提供意見 | 2024-09-27 | 2024-11-08 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2022-07-06 | 2024-08-16 |
| Rep | 就證券提供意見 | 2022-07-06 | 2024-08-16 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2020-07-21 | 2022-05-16 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-08-21 | 2020-06-16 |
| Rep | 證券交易 | 2019-07-05 | 2020-06-16 | |
| iTrade Securities Investment Limited | Rep | 證券交易 | 2017-03-14 | 2019-06-03 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-09-15 | 2017-03-10 |
| Rep | 證券交易 | 2016-09-15 | 2017-03-10 |
已採集記錄中暫無金管局登記。