| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-08-18 | 2026-06-15 |
| Rep | 期貨合約交易 | 2021-08-18 | 2026-06-15 | |
| Rep | 證券交易 | 2021-08-18 | 2026-06-15 | |
| Rep | 就證券提供意見 | 2017-11-20 | 2020-07-08 | |
| Rep | 證券交易 | 2017-11-20 | 2020-07-08 | |
| BOSC International Company Limited | Rep | 就證券提供意見 | 2016-10-24 | 2017-11-01 |
| Rep | 證券交易 | 2016-09-23 | 2017-11-01 |