| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NFH Securities and Futures Limited | Rep | 證券交易 | 2017-11-29 | 2018-11-19 |
| NFH Corporate Finance Limited | Rep | 就機構融資提供意見 | 2017-10-19 | 2018-11-19 |
| PRIME HARVEST CAPITAL LIMITED | Rep | 就證券提供意見 | 2017-10-19 | 2018-11-19 |
| GETTA ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-09-26 | 2017-09-30 |
| Rep | 提供資產管理 | 2016-09-26 | 2017-09-30 | |
| GETTA SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-09-26 | 2017-09-30 |
| Rep | 證券交易 | 2016-09-26 | 2017-09-30 |