| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fosun International Securities Limited | Rep | 就證券提供意見 | 2025-04-25 | - |
| Rep | 證券交易 | 2025-04-25 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-01-28 | 2025-04-03 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-01-28 | 2025-04-03 |
| Rep | 證券交易 | 2025-01-28 | 2025-04-03 | |
| Futu Securities International (HONG KONG) Limited | Rep | 就期貨合約提供意見 | 2023-09-06 | 2024-12-31 |
| Rep | 就證券提供意見 | 2023-09-06 | 2024-12-31 | |
| Rep | 期貨合約交易 | 2023-09-06 | 2024-12-31 | |
| Rep | 證券交易 | 2023-09-06 | 2024-12-31 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-01-26 | 2023-08-24 |
| Rep | 證券交易 | 2022-01-26 | 2023-08-24 | |
| CSC FUTURES (HK) LIMITED | Rep | 證券交易 | 2020-10-05 | 2021-12-08 |
| Rep | 期貨合約交易 | 2020-09-11 | 2021-12-08 | |
| Haitong Futures Hong Kong Limited | Rep | 期貨合約交易 | 2020-02-26 | 2020-08-31 |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2020-01-16 | 2020-02-10 |
| CSC FUTURES (HK) LIMITED | Rep | 證券交易 | 2019-07-09 | 2019-12-28 |
| Rep | 期貨合約交易 | 2019-05-17 | 2019-12-28 | |
| DAYOU FUTURES (HK) COMPANY LIMITED | Rep | 期貨合約交易 | 2016-09-28 | 2019-05-01 |
金管局記錄暫時無法載入，請稍後重試。