| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-06-01 | - |
| Rep | 期貨合約交易 | 2026-06-01 | - | |
| Rep | 證券交易 | 2026-06-01 | - | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2024-03-13 | 2026-04-30 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-03-13 | 2026-04-30 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-11-16 | 2024-02-16 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-11-16 | 2024-02-16 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2016-09-29 | 2017-10-27 |
已採集記錄中暫無金管局登記。