| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Orient International Asset Management Limited | Rep | 就證券提供意見 | 2022-12-30 | - |
| Rep | 提供資產管理 | 2022-12-30 | - | |
| Rep | 證券交易 | 2022-12-30 | - | |
| FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2019-09-27 | 2022-12-03 |
| CIF Securities Futures Limited | Rep | 期貨合約交易 | 2018-09-28 | 2019-09-06 |
| Rep | 證券交易 | 2018-09-28 | 2019-09-06 | |
| CIF Global Markets (HK) Limited | Rep | 槓桿式外匯交易 | 2017-10-25 | 2019-09-06 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | 期貨合約交易 | 2016-09-30 | 2019-03-13 |