| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2022-02-08 | 2026-01-13 |
| Rep | 證券交易 | 2022-02-08 | 2026-01-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2022-02-08 | 2024-04-08 |
| Rep | 期貨合約交易 | 2022-02-08 | 2026-01-13 | |
| Rep | 證券交易 | 2022-02-08 | 2026-01-13 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-06-12 | 2021-09-30 |
| Rep | 證券交易 | 2018-05-16 | 2021-09-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-10-03 | 2018-04-14 |