| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2025-02-10 | - |
| RO | 就證券提供意見 | 2025-02-10 | - | |
| CLSA LIMITED | RO | 證券交易 | 2025-02-10 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2023-04-25 | 2025-02-10 |
| Rep | 就證券提供意見 | 2023-04-25 | 2025-02-10 | |
| CLSA LIMITED | Rep | 證券交易 | 2023-04-25 | 2025-02-10 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-03-12 | 2021-03-31 |
| Rep | 就證券提供意見 | 2021-03-12 | 2021-03-31 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2021-03-12 | 2021-03-31 |
| Rep | 證券交易 | 2021-03-12 | 2021-03-31 |
已採集記錄中暫無金管局登記。