| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-07-24 | 2022-11-21 |
| Rep | 就證券提供意見 | 2017-07-24 | 2022-11-21 | |
| Rep | 證券交易 | 2017-07-24 | 2022-11-21 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-10-07 | 2017-06-08 |
| Rep | 證券交易 | 2016-10-07 | 2017-06-08 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-10-07 | 2017-06-08 |