| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 期貨合約交易 | 2025-04-09 | 2025-09-17 |
| RO | 證券交易 | 2025-04-09 | 2025-09-17 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2025-04-09 | 2025-09-17 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2024-08-08 | 2024-09-25 |
| Rep | 期貨合約交易 | 2024-08-08 | 2025-09-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-10-28 | 2025-04-09 |
| Rep | 證券交易 | 2021-10-28 | 2025-04-09 | |
| Rep | 期貨合約交易 | 2016-10-13 | 2016-12-17 | |
| Rep | 證券交易 | 2016-10-13 | 2016-12-17 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2016-10-13 | 2016-12-17 |