| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2023-05-22 | 2026-09-11 |
| Rep | 就證券提供意見 | 2023-05-08 | 2026-09-11 | |
| MFG Limited (HK) | Rep | 就證券提供意見 | 2018-12-14 | 2023-02-19 |
| Rep | 提供資產管理 | 2018-12-14 | 2023-02-19 | |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2017-05-23 | 2018-05-31 |
| Rep | 證券交易 | 2017-05-23 | 2018-05-31 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2016-10-13 | 2017-04-19 |
| Rep | 證券交易 | 2016-10-13 | 2017-04-19 |