| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Chengtong (Hong Kong) Asset Management Company Limited | RO | 就證券提供意見 | 2025-01-16 | - |
| RO | 提供資產管理 | 2025-01-16 | - | |
| RO | 證券交易 | 2025-01-16 | - | |
| Rep | 就證券提供意見 | 2024-12-23 | 2025-01-16 | |
| Rep | 提供資產管理 | 2024-12-23 | 2025-01-16 | |
| ARTE Capital Management Limited | Rep | 就證券提供意見 | 2024-10-31 | 2024-11-22 |
| Rep | 提供資產管理 | 2024-10-31 | 2024-11-22 | |
| North Beta International Securities Limited | Rep | 就證券提供意見 | 2022-08-25 | 2023-08-22 |
| Rep | 證券交易 | 2022-08-25 | 2023-08-22 | |
| CNCB (Hong Kong) Capital Limited | Rep | 就機構融資提供意見 | 2021-03-18 | 2022-08-22 |
| Rep | 就證券提供意見 | 2021-03-18 | 2022-08-22 | |
| Rep | 證券交易 | 2021-03-18 | 2022-08-22 |