| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-02-18 | - |
| Rep | 證券交易 | 2025-02-18 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-02-18 | - |
| Arete Capital Asia Limited | Rep | 就證券提供意見 | 2021-08-04 | 2021-10-26 |
| Rep | 提供資產管理 | 2021-08-04 | 2021-10-26 | |
| Rep | 證券交易 | 2021-08-04 | 2021-10-26 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2019-05-09 | 2021-01-29 |
| Rep | 證券交易 | 2016-10-25 | 2021-01-29 |
已採集記錄中暫無金管局登記。