| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-04-20 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-03-12 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-03-12 | - |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2018-12-18 | 2021-01-28 |
| Rep | 證券交易 | 2018-12-18 | 2021-01-28 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-10-27 | 2018-11-20 |
| Rep | 證券交易 | 2016-10-27 | 2018-11-20 |
已採集記錄中暫無金管局登記。